Skip to content

feat(checkpoint): add policy model participant - #2941

Closed
ananthsub wants to merge 5 commits into
ananthsub/checkpoint-control-contractsfrom
ananthsub/checkpoint-model-participant
Closed

ananthsub wants to merge 5 commits into
ananthsub/checkpoint-control-contractsfrom
ananthsub/checkpoint-model-participant

Conversation

@ananthsub

@ananthsub ananthsub commented Sep 1, 2026 •

Copy link
Copy Markdown
Contributor

Note

This checkpoint implementation is experimental. Its Python modules live under nemo_gym._checkpoint; they are not a supported public import surface yet.

Summary

  • pause and drain policy-model admission before committing capture custody
  • checkpoint token-free lineage while token arrays remain in TransferQueue custody
  • namespace artifacts by model-server instance and validate immutable commit inputs
  • link the first restored call to its verified source parent exactly once

What this participant checkpoints

Generation workers put token IDs, masks, and log probabilities in TransferQueue. The Gym policy model server retains the smaller custody ledger that maps rollout and model-call identities to those staged rows. This PR saves and restores that ledger without moving token arrays through Gym checkpoint files.

Prepare, commit, and continuation flow

sequenceDiagram
    participant C as Checkpoint controller
    participant M as Gym policy model server
    participant G as Generation worker
    participant TQ as TransferQueue
    participant D as Controller-provided directory

    C->>M: pause(checkpoint_id, deadline)
    M->>M: Close new policy admission
    M->>G: Previously accepted call continues
    G->>TQ: Stage token delta and await durability
    G-->>M: Response with token-free coordinates
    M->>M: Append custody row and finish HTTP response
    M-->>C: paused when in-flight count reaches zero
    C->>M: commit(checkpoint_id, directory)
    M->>D: Write model-specific lineage, then manifest last
    M-->>C: manifest path, digest, and counts
    C->>M: restore into attempt N+1
    M->>M: Verify source call and complete staging chain
    M-->>G: First resumed request carries source parent coordinates
    M->>M: Consume restored-parent relay
    M-->>G: Later requests link within attempt N+1
Loading

Restore validates the model-server namespace and installs source attempts as tombstones. Commit retries must use the same exclusions and source-attempt set as the published manifest. A changed set is rejected instead of silently returning an incompatible checkpoint.

The replacement state remains paused until the global controller restores TransferQueue and every other required participant, then explicitly resumes Gym.

This PR implements the drain-to-zero model participant used by the first integration. Continuing a generation through a live token-prefix cut would require a different readiness condition and additional generation-worker/TQ contracts; it is not claimed here.

Stack

Test plan

  • model admission and ledger checkpoint tests
  • namespace, atomicity, corruption, idempotency, and stale-attempt tests
  • N to N+1 to later-call lineage tests with complete staging coordinates

Generation-safe checkpoint update

  • persists validated generation-cut receipts with schema-v2 fail-closed restore
  • binds immutable model-call, buffer, inventory, and backend snapshot identities
  • integrates generation cuts with capture ledger and vLLM admission

Layer validation: 261 tests passed.

@copy-pr-bot

copy-pr-bot Bot commented Sep 1, 2026

Copy link
Copy Markdown

Auto-sync is disabled for draft pull requests in this repository. Workflows must be run manually.

Contributors can view more details about this message here.

@ananthsub ananthsub changed the title ananthsub/checkpoint model participant feat(checkpoint): add policy model participant Sep 1, 2026
@ananthsub
ananthsub force-pushed the ananthsub/checkpoint-model-participant branch 2 times, most recently from c92b187 to a6bb6c5 Compare September 3, 2026 11:12
@ananthsub
ananthsub force-pushed the ananthsub/checkpoint-model-participant branch from a6bb6c5 to dfd685a Compare September 10, 2026 20:48
@ananthsub
ananthsub force-pushed the ananthsub/checkpoint-model-participant branch from dfd685a to a52154d Compare September 22, 2026 17:28
@ananthsub
ananthsub removed this pull request from stack #2947 September 22, 2026 17:31
@ananthsub
ananthsub added this pull request to stack #3623 September 22, 2026 17:32
Pause policy generation at a quiescent cut and checkpoint token-free capture custody while leaving framework-owned staged token arrays to TransferQueue.

Signed-off-by: Ananth Subramaniam <ansubramania@nvidia.com>
Namespace model artifacts, reject changing commit exclusions, and link the first restored call to its verified parent exactly once.

Signed-off-by: Ananth Subramaniam <ansubramania@nvidia.com>
Signed-off-by: Ananth Subramaniam <ansubramania@nvidia.com>
Signed-off-by: Ananth Subramaniam <ansubramania@nvidia.com>
Signed-off-by: Ananth Subramaniam <ansubramania@nvidia.com>
@ananthsub
ananthsub force-pushed the ananthsub/checkpoint-model-participant branch from a52154d to e3590a2 Compare September 22, 2026 17:37
if manifest.get("server_name") != self.server_name:
raise LedgerMismatchError("ledger checkpoint belongs to a different model server")

expected_names = {name for metadata in manifest["rollouts"].values() for name in metadata["files"]}

Copy link
Copy Markdown
Contributor

Choose a reason for hiding this comment

The reason will be displayed to describe this comment to others. Learn more.

Can we identify failures with a union approach? for eg. policy model A and policy model B can restore into the same directory but when B sees A files it calls them unexpected. Instead restore everything and validate the combined inventory. Eg. here

else:
request_messages = None
if "request" in inspect.signature(self.chat_completions).parameters:
mark_current_generation_started()

Copy link
Copy Markdown
Contributor

Choose a reason for hiding this comment

The reason will be displayed to describe this comment to others. Learn more.

A checkpoint can pause here after we recorded that this model call was starting. The code marks the request safe too early, so the checkpoint may save an unfinished call and incorrectly mark the rollout as failed. Could we first cancel the pending call, record that no generation happened, and only then mark the request safe?

Comment thread nemo_gym/server_utils.py
and get_first_server_config_dict(self.global_config_dict, server_name).get("instance_role", "policy")
== "policy"
)
is_agent_parent_relay = (

Copy link
Copy Markdown
Contributor

Choose a reason for hiding this comment

The reason will be displayed to describe this comment to others. Learn more.

We send the restored parent to the agent here, but the agent server does not install RolloutContextMiddleware, so it never reads these headers or forwards the parent to the policy model. The model can then treat the restored conversation as a new root. Could we add RolloutContextMiddleware in SimpleResponsesAPIAgent.setup_webserver() and test this using the real agent app instead of adding the middleware manually in the test? II believe this was fixed in later stack eb386809

checkpoint_id=checkpoint_id,
server_name=server_name,
tombstones=tuple(limiter.checkpoint_exclusions()),
source_attempts=tuple(limiter.seen_attempts()),

Copy link
Copy Markdown
Contributor

Choose a reason for hiding this comment

The reason will be displayed to describe this comment to others. Learn more.

Restored attempts are blocked in memory, but they are not included in seen_attempts(). This means checkpoint B can forget the stale-attempt blocks restored from checkpoint A, allowing an old attempt after restoring B. Could we carry restored fences forward in source_attempts—separately from checkpoint_exclusions, so their lineage remains available—and extend the existing test through a second restore to verify attempt 0 is still rejected?

Comment thread nemo_gym/server_utils.py
and request_path.endswith("/v1/responses")
)
source_capture_key, parent_model_call_id = (
take_checkpoint_parent() if is_policy_generation or is_agent_parent_relay else (None, None)

Copy link
Copy Markdown
Contributor

Choose a reason for hiding this comment

The reason will be displayed to describe this comment to others. Learn more.

This marks the restored parent as used before the HTTP request is sent. If the request is refused before model admission or fails before reaching the server, a retry in the same rollout loses its parent and may be treated as a new root. Could we treat this as a claim: release it when we know the request was not admitted, and consume it only when the downstream server confirms admission? For an uncertain network failure, we should fail closed or use an idempotent request ID instead of silently retrying without the parent.

hesam-shams pushed a commit to hesam-shams/Gym that referenced this pull request Oct 13, 2026
…ith generation cuts (NVIDIA-NeMo#3883)

## What changed and why

A policy model server with `checkpoint_policy: true` becomes a
checkpoint participant. The checkpoint never waits for generations.

- **Held responses, and new calls that wait.** Closing admission holds
every response that has not been delivered yet. Only a response that is
already streaming blocks readiness.
- A new policy call that arrives while a checkpoint is open waits until
resume before it is admitted, as a resources server's requests do. It
used to get 409 `admission_closed`. A rollout that keeps running through
the checkpoint, such as a restart, would have shown that refusal to the
model or failed.
- A waiting call is not admitted, so prepare never counts it, and its
agent is still at the boundary it recorded before the call. If its
attempt is retired while it waits, it is refused with `stale_attempt` at
once instead of running after resume.
- The gate tracks the calls waiting at closed admission by capture key.
When an attempt is marked retired, each waiting call of that attempt or
an earlier one is flagged as refused for good, and woken. The flag stays
set after the controller forgets the rollout, and it is set by the mark,
which comes before any work the retire's deadline limits, so a retire
cut short by its deadline still refuses the call. Without it, a call
that had not run again by the time the controller forgot the rollout
found no mark and was served once admission reopened.
- A retire returns only after those waiting calls have left the gate
with `stale_attempt`. A waiting call leaves the tracking when it leaves
the gate, so the tracking holds only calls still waiting.
- **Undelivered calls are left out, because they have no ledger row.**
An undelivered call is excluded from the checkpoint, so after a restore
the agent simply makes the call again.
- A call's capture-ledger row is published when its response starts, at
its first answer chunk, not when the worker stages its tokens. Headers
and keep-alive comments publish nothing. Behind the gate, the capture
handler leaves the row on the call's capture context
(`deferred_commit`), and the gate writes it after `deliver_response` and
before the chunk is sent.
- Rows used to be written at staging. Each policy server left out its
own undelivered calls by `model_call_id`, but a second policy server
sharing the ledger could not see them and exported their rows; and a
call whose capture context attached after the commit's snapshot could
land its row before the export read the ledger. Either way a checkpoint
could hold the answer of a call the caller never received.
- The write cannot be cut short by a cancellation, and the call stays
tracked until the write or its failure handling is done, so a retire or
a checkpoint waits for it. A failed write poisons the call and no answer
is sent. A call that leaves before its response starts has no row and is
not poisoned; its staged tokens are left for the training framework's
cleanup, as before.
- The export still leaves out undelivered calls' rows, now only as a
guard.
- With checkpointing on, every model server named in the config of an
agent with token capture must be a checkpoint policy server, since the
capture ledger is run-wide and a server outside the gate would write
rows at staging. Otherwise the model servers refuse to start, with an
error naming the server, the agent and the policy server.
- **Generation cuts** (`checkpoint_generation_cuts: true`). Prepare asks
each inference worker to cut its in-flight calls at a durable token
prefix. The replacement call carries the cut in its capture admission,
and the worker continues the prefix instead of regenerating it. The wire
models (`GenerationCutInventory`, `GenerationCutReceipt`,
`GenerationCutPrefixAck`) keep the field layout NeMo RL already uses. A
call with constrained decoding (`tool_choice` other than `auto` or
`none`, a non-text `response_format`, guided or structured outputs) is
never cut and never continues a cut, because a token prefix cannot
restore its structured decoder. A cut gets half of the prepare time
remaining, so a worker that hangs on its cut still leaves time for the
stages after the model.
- **Token lineage.** Ledger rows are restored under the replacement
attempt's capture key, so parent resolution continues the lineage by
normal fingerprint matching, with no parent header relay.
- **Several uvicorn workers.** A policy model server may run
`num_workers > 1`. It is still one participant to the controller: a
coordinator in the main process owns the phases, lease, storage, and
restored cuts, and each worker runs a gate (admission, held responses,
its own cut round) that reports to the coordinator over a Unix socket. A
worker that has not reported, or that disconnects during a checkpoint,
blocks the checkpoint instead of weakening it. A worker can also
disconnect after the commit checked readiness but before the coordinator
collects the workers' snapshots; the rows of that worker's undelivered
calls would then be exported as delivered. The commit therefore fails
with `export_failed` if a worker was lost or fewer workers answered than
expected, and that failure is final for the checkpoint, because a later
export could take a later cut. With one worker nothing changes.
- **Generation cuts at a per-backend address** (from NVIDIA-NeMo#3971, by
Teodor-Dumitru Ene). `generation_cut_control_url` lists one control URL
per `base_url`, for backends that serve cuts somewhere other than their
OpenAI URL. It is refused alongside `endpoint_file`, and a backend
without an address fails its cut, which only costs regenerating the
call.
- **One runtime directory per server process.** The coordinator socket
of a server with several workers lives in `/tmp/ng-<pid>-<random>/`
(`nemo_gym/runtime_dir.py`), under `/tmp` because AF_UNIX paths are
limited to about 100 bytes. It used to be a socket file in the temporary
directory that nothing ever removed.
  - The directory is removed when the process exits.
- Creating one first removes directories that killed servers left
behind, but only a directory whose owning process no longer exists
**and** none of whose sockets accepts a connection. The second check
keeps a live server in another container that shares `/tmp` but not its
process namespace, and a connection that times out counts as alive.
Nothing is removed by age.
- NVIDIA-NeMo#3905 adds the same file for session routing's sockets, so either PR
can merge first.
- **Scale fixes.** Commit and restore read and write ledgers on a worker
thread. A restore installs ledgers without syncing each file (the
checkpoint is the durable copy, and importing again is a no-op), with
one directory listing and one directory sync: importing 15,686 episodes
drops from 3.2 s to 1.5 s. Readiness is cheap to recompute. An episode
keeps only its latest cut. The commit reply lists `staging_keys`, the
staged token-store keys the checkpoint still refers to, so the training
framework knows which rows to keep. Cut requests use the reserved
control connection pool, and cut failures are counted in readiness and
logged.
- **Restored attempts the controller no longer continues.** The model
tracks every attempt a restore continues. An attempt stops being pending
at its first admitted call, on any worker. With several workers, only
the first reopen after an install gives the workers its attempts, so a
later reopen cannot make an attempt a worker has started pending again.
- An unclaimed restored cut, one no re-issued call has claimed yet, is
exported again by the next checkpoint while the controller's commit
scope still continues its episode, so a second crash still continues the
prefix.
- Once the scope leaves out an attempt that never started, the commit
drops its cut and deletes its ledger without a fence
(`delete_restored`), because the controller may still start the rollout
over as that attempt. A started replacement is never touched, so its
training rows are kept.
- Several policy servers can share one run-wide capture ledger, as
`policy_model` and `policy_model_reasoning_off` do, but each tracks its
restored attempts on its own. When the first call of a restored attempt
reaches a server, before the call can write a row or be held, that
server creates a shared "started" marker next to the attempt's ledger,
`<capture key>.lineage.started` (`mark_started()`). The marker is
created with `O_CREAT|O_EXCL` under the rollout's lock. It is not synced
to the directory: other servers only need to see it, and after a crash
the next step is a restore, which deletes started markers with the other
stale capture files. The commit deletes an unscoped restored attempt
through `delete_unstarted()`, which checks for the marker under the same
lock and keeps the ledger if any server sharing it has started the
attempt. Without the marker, a server that never saw the attempt start
would delete the rows another server wrote for it, including the rows of
a call that is held and has no row yet.
- The marker ends with the attempt's ledger: a ledger retire or delete
removes it, and so does a restore that clears what a dead execution left
for the attempt. A retired attempt is never marked.
- The commit deletes the ledger first and only then drops the attempt
from its restored bookkeeping and its saved cut, in one process and with
several workers. A delete that fails therefore leaves the attempt
pending, and the retried commit deletes it again.
- In one process, a restored cut is kept until the call that uses it
delivers its response, so a call still undelivered at the next
checkpoint continues from it again if its own cut fails.
- After each cut round, the newest cut replaces the restored cut a retry
would use. For each capture key, the cut of the latest undelivered call,
by admission time, as export chooses it, takes the restored cut's place,
and that call claims it. The checkpoint exports the newer cut and keeps
only its staged rows, so a call that ends before its response starts
leaves the newer cut for its retry, not a restored cut whose staged rows
the training framework may already have deleted. Delivering the response
frees it as before.
- With several workers, a worker claims a restored cut from the
coordinator before the call runs, and a call that used it never gives it
back. A retry of that call therefore regenerates instead of continuing a
stale cut.
- **Restoring the same checkpoint again.** The capture directory
survives a Gym restart. If the replacement attempt makes model calls and
Gym crashes before the next checkpoint, restoring the same checkpoint
again finds that attempt's files.
- Install receives the restore scope and clears the target attempt of
every episode in it, including an episode the checkpoint holds no model
record for. The import first deletes what dead executions left for the
target attempt and for every later attempt of the same rollout. It uses
the `delete` operations of NVIDIA-NeMo#3938 and NVIDIA-NeMo#3939: ledgers, token records,
intents, incomplete markers, capture state, and **retire fences**.
- A fence left in place would silently discard the restored episode's
rows once the episode reached that attempt again. Attempt numbers after
a restore are deterministic, and the training framework now retires
every finished rollout, so fences are common.
- The restore then retires the ledgers of the attempts it continues, and
of earlier attempts, in one batch. Attempt N continues as attempt N+1,
so attempt N's ledger would otherwise stay on disk.
- The cleanup lists the ledger directory once and indexes it by rollout.
Rescanning it per rollout took about 19 minutes for 16k rollouts over
96k files; the index takes about 0.23 seconds.
- A model server that has served any call refuses to restore, because a
ledger it wrote may belong to a live episode. With several workers, each
worker reports this to the coordinator, and once any worker has left,
restore is refused until the server restarts, since a fresh replacement
cannot report what the old worker served. This replaces tracking every
ledger the process appended to, which grew without bound.
- **Worker messages carry what the checkpoint writer carries.** Messages
between the coordinator and its workers are framed with the standard
`json` encoder, as the checkpoint writer is. `orjson` refused integers
beyond 64 bits and silently wrote NaN and infinities, such as a `-inf`
logprob, as `null`. A reply that still cannot be framed is answered with
a typed error, so the caller does not wait until its deadline. A
message's send and reply share one timeout, and a timeout or transport
error is `CoordinatorUnavailableError`, so a cut claim against a stalled
coordinator falls back to regenerating. A ticket's exit reports to the
coordinator even if giving back its cut fails.
- **Capture-ledger cleanup stays consistent with checkpoints.** The
training framework retires and deletes ledgers through the model
server's control routes (NVIDIA-NeMo#3938).
- While a checkpoint is open on the model server, those routes refuse
with 409, and the caller retries after resume. A commit reads the ledger
of every episode it continues, so a retire landing between prepare and
commit would leave the checkpoint holding an episode with no lineage,
with no error.
- A checkpoint `retire` of attempt N cancels the calls of attempt N and
every earlier attempt, each only once, and waits for them, then retires
those attempts' ledgers, so their files are freed and no late row
recreates them. The policy gate refuses the retired attempt's late calls
until the controller forgets the rollout. A retire skips calls without a
rollout prefix, such as evaluation, judge, or health-probe calls, and a
malformed rollout prefix is a 400 `invalid_rollout_id`. With several
workers, the coordinator marks the attempt on every worker before any of
them stops its calls, relays `forget`, and gives a worker that registers
later the current marks.
- **Calls a restore carried over are verified against their own capture
key.** A restored episode continues as attempt N+1, but the calls it
made before the checkpoint stay staged under the earlier attempt's
capture key. Rebuilding the episode's rollout rejected them as
`wrong_rollout`, so the trainer dropped the row. Restore now stamps each
carried-over ledger row with the capture key it was staged under
(`CallRecord.capture_key`), and rebuild accepts the same or an earlier
attempt of the rollout; anything else fails as `foreign_capture_key`. A
chain of restores keeps each row's original stamp.
- **Staged keys per episode.** The commit reply also returns
`staging_keys_by_episode`: each committed episode's staged keys under
its capture key, built from the same records as the flat `staging_keys`
list. The controller keeps only the rows of episodes it continues, and a
key's name does not always say whose it is: generation-cut keys name no
rollout.
- **`PolicyGate.deliver_response`** lets a response start, holding it
while a checkpoint is open; it was `release_response`.
- **A response starts with its first answer data, not its headers.**
`StreamingResponse` sends `http.response.start` before it reads its
body, and the buffered chat-streaming path sends SSE keep-alive comments
while the backend is still generating.
- The admission middleware used to call `deliver_response()` on the
headers, so prepare treated a call that had produced nothing as
streaming and waited for it instead of cutting it. If the snapshot fence
held the call's terminal token write, the call could not finish and
prepare stalled.
- It now calls `deliver_response()` on the first body chunk that carries
data, skipping empty chunks and, for an event stream, `SSE_KEEPALIVE`.
`SSE_KEEPALIVE` moved to `nemo_gym/chat_streaming.py`, so the middleware
and the streaming path share one definition of a liveness frame.
- So headers and keep-alives leave the call cuttable, its first answer
chunk is held while admission is closed, and an answer that already
started still drains before prepare completes. This is the change
proposed in NVIDIA-NeMo#4555.
- **Generation cut wire names match.** The cut inventory and
acknowledgement name the attempt `attempt`, as `EpisodeId` does, and the
continuation a re-issued call carries names its prefix
`prefix_token_count` and `prefix_digest`, as the worker's
acknowledgement does.

Conflict note: `CaptureContext` on `main` gained
`external_worker_response_seen` (NVIDIA-NeMo#3670); this PR adds `admission_hook`
next to it, and both fields are kept.

## How it works

### Where this PR sits in the overall flow

The highlighted part is what this PR adds.

```mermaid
flowchart LR
  C["Controller<br/>NeMo RL, or rollout collection"]
  CO["Coordination<br/>prepare, commit, restore, resume,<br/>retire, forget"]
  K["Control plane on every server<br/>phases, lease, storage,<br/>retire: refuse, stop, free;<br/>forget"]
  subgraph G["One participant per Gym server"]
    E["Environment server<br/>episode steps"]
    M["Policy model<br/>held responses, generation cuts"]
    A["Agent<br/>sessions parked at boundaries"]
    R["Resources server<br/>session state"]
  end
  W["Inference worker<br/>stages cut prefixes"]
  D[("Checkpoint directory<br/>records, then manifest")]
  L[("Capture ledger<br/>retire and delete from NVIDIA-NeMo#3938, NVIDIA-NeMo#3939")]
  C --> CO --> K
  K --> E & M & A & R
  M --> W
  M --> L
  G --> D
  classDef this fill:#fde68a,stroke:#b45309,stroke-width:2px,color:#1f2937
  class M this
```

One checkpoint, a crash, and the restore, end to end:

```mermaid
sequenceDiagram
  participant C as Controller
  participant G as Gym participants
  participant D as Checkpoint directory
  C->>G: prepare, in order environment, model, agent, resources
  Note over G: admission closes, in-flight work parks at a boundary,<br/>undelivered model responses are held
  G-->>C: prepared, or blockers at the deadline
  C->>G: commit with the episodes the controller continues
  G->>D: each participant writes its records, then its manifest
  Note over G: restored state the commit's scope leaves out is deleted
  C->>C: publish the checkpoint with the controller's own state
  C->>G: resume, in order resources, agent, model, environment
  Note over C,G: crash - every Gym process dies
  C->>G: restore the checkpoint in fresh processes, all or nothing
  D-->>G: records installed under attempt N+1, attempt N's capture ledger retired
  C->>G: resume
  C->>G: /run as attempt N+1 continues each episode from its boundary
  Note over C,G: retiring an episode, only while no checkpoint is open
  C->>G: retire - environment, then agent, then model and resources
  Note over G: each server marks the attempt, stops its work, waits, frees its state, then replies
  C->>G: forget, once the rollout is done for good - same order
  Note over G: the mark refusing the retired attempt goes away
```

### This PR

A model call across a checkpoint and a crash.

```mermaid
sequenceDiagram
  participant A as Agent
  participant P as Policy model server
  participant W as Inference worker
  A->>P: model call for rollout r, attempt 0
  P->>W: generate
  Note over P: prepare closes admission - new calls park,<br/>responses not yet delivered are held
  P->>W: generation cut, if enabled - stage the prefix so far
  W-->>P: receipt with staging keys per call
  Note over P: commit exports ledger rows minus undelivered calls,<br/>plus the latest cut of each episode
  Note over A,W: crash, restore, resume
  A->>P: the same call again, as attempt 1
  P->>W: continue from the staged prefix, or generate again
```

With several uvicorn workers, one coordinator in the main process is the
participant; every worker keeps its own gate and forwards control calls
to the coordinator.

```mermaid
flowchart LR
  CO["Coordination"] -->|"control call on the shared port"| W1["uvicorn worker 1<br/>gate: tickets, held responses"]
  CO -->|"control call on the shared port"| W2["uvicorn worker 2<br/>gate: tickets, held responses"]
  W1 <-->|"Unix socket: forward, close, reports, cut claims"| C["Coordinator in the main process<br/>phases, lease, ledger, restored cuts"]
  W2 <-->|"Unix socket"| C
```

The capture ledger across checkpoints, restores and the training
framework's cleanup.

```mermaid
sequenceDiagram
  participant T as Training framework
  participant P as Policy model server
  participant L as Capture ledger
  Note over P: checkpoint open - ledger retire and delete routes answer 409
  T->>P: retry retire and delete after resume
  Note over P,L: restore - delete what dead executions left for attempt N+1 and later, fences included
  P->>L: import attempt N's rows as attempt N+1, then retire attempts 0 to N
  Note over P,L: checkpoint retire of attempt N - stop its calls, then retire the ledgers of attempts 0 to N
```

## Where this sits in the stack

This is one PR in a stack of draft PRs that re-cut partial-rollout
checkpointing onto environment servers. Each PR is one commit, and its
base is the branch of the PR before it, so each diff shows only that
PR's change.

The stack builds on the token-capture cleanup PRs NVIDIA-NeMo#3938 (capture ledger
`retire` and `delete`) and NVIDIA-NeMo#3939 (complete-record `retire` and
`delete`), which have merged. NVIDIA-NeMo#3882 has merged too, so NVIDIA-NeMo#3883's base is
`main`. The checkpoint stack uses those operations to free the ledgers
of retired attempts and to clear a dead execution's capture files before
a restore. The capture-ledger cache bound (NVIDIA-NeMo#4268) and the striped lock
files (NVIDIA-NeMo#3937) are independent of the stack.


1. NVIDIA-NeMo#3882 (`ananthsub/partial-ckpt-core`): feat(checkpoint): add the
participant control plane, episode steps, and coordination (merged)
2. NVIDIA-NeMo#3883 (`ananthsub/partial-ckpt-policy-model`): feat(checkpoint): make
policy model servers checkpoint participants with generation cuts
**(this PR)**
3. NVIDIA-NeMo#3884 (`ananthsub/partial-ckpt-model-worker-cuts`):
feat(token-capture): add worker staging helpers for generation cuts
4. NVIDIA-NeMo#3885 (`ananthsub/partial-ckpt-environment`): feat(checkpoint):
continue environment server episodes from their boundaries
5. NVIDIA-NeMo#3886 (`ananthsub/partial-ckpt-resources`): feat(checkpoint): add the
resources server participant with asynchronous session hooks
6. NVIDIA-NeMo#3887 (`ananthsub/partial-ckpt-verifier-declarations`):
feat(checkpoint): declare five training verifiers stateless with
replayable verification
7. NVIDIA-NeMo#3888 (`ananthsub/partial-ckpt-agent`): feat(checkpoint): add the
agent session participant and Simple Agent continuation
8. NVIDIA-NeMo#3889 (`ananthsub/partial-ckpt-e2e`): test(checkpoint): add a
process-level end-to-end suite driven by coordination
9. NVIDIA-NeMo#3893 (`ananthsub/partial-ckpt-rollout-collection`):
feat(checkpoint): checkpoint evaluation runs from rollout collection
10. NVIDIA-NeMo#3903 (`ananthsub/partial-ckpt-telemetry`): feat(checkpoint): spans
and metrics for partial-rollout checkpoints
11. NVIDIA-NeMo#3909 (`ananthsub/partial-ckpt-multi-worker`): feat(checkpoint):
resources, agent, and environment servers with several workers
12. NVIDIA-NeMo#4197 (`ananthsub/partial-ckpt-fault-tests`): test(checkpoint):
check checkpoint invariants over random sequences of operations

Partial-rollout checkpointing lets a training controller, such as NeMo
RL, checkpoint Gym while rollouts are in flight and, after a crash,
continue those rollouts from their last safe point instead of starting
them over. Checkpointing is off by default; with the `checkpoint:` block
unset, no server installs any checkpoint routes or behavior.

## Relationship to the old stack (NVIDIA-NeMo#2939 to NVIDIA-NeMo#2946)

- Supersedes NVIDIA-NeMo#2941 (policy model participant). The checkpointable ledger
wrapper and parent relay are replaced by `main`'s capture ledger plus
rows re-imported under the next attempt; admission no longer waits for
generations.
- Takes the generation-cut models from NVIDIA-NeMo#2940, under
`nemo_gym._checkpoint.generation_cut` instead of
`model_control_contracts`.
- Multi-worker support follows the shape of NVIDIA-NeMo#3563 (a companion in the
main process, a Unix socket, and a restored cut with a single owner)
with much less machinery: no proof files, evidence files, or worker
journals. The scale fixes cover the remaining needs listed in NVIDIA-NeMo#3755
(reserved control pool, restore I/O off the event loop).
Constrained-decoding restart comes from NVIDIA-NeMo#3412.

## Issue

No tracking issue exists for this re-cut. The design and the mapping
from the old stack are described in this PR series, and the old stack's
PRs (NVIDIA-NeMo#2939 to NVIDIA-NeMo#2946) carry the original discussion.

## Validation

Run on this branch, on the current `main`, which includes NVIDIA-NeMo#3882:

- `RAY_TMPDIR=/tmp .venv/bin/python -m pytest -q -p no:cacheprovider
tests/unit_tests/test_checkpoint_*.py`: passed.
- `RAY_TMPDIR=/tmp .venv/bin/python -m pytest -q -p no:cacheprovider
tests/unit_tests/test_token_capture_*.py
tests/unit_tests/test_token_id_capture.py
tests/unit_tests/test_base_responses_api_model.py`: passed.
- `RAY_TMPDIR=/tmp .venv/bin/python -m pytest -q -p no:cacheprovider
responses_api_models/vllm_model/tests`: passed.
- Among the checkpoint tests, each failing without its change:
- restoring the same checkpoint again after the replacement made a call
(without the fix: `capture ledger for roll-1-a1 already holds rows from
another execution`), with the files and fences of the target and later
attempts deleted and look-alike rollouts untouched;
  - a restore retires the ledgers of the attempts it continues;
- a model server that has served calls refuses to restore, with one
process and with two workers;
- ledger retire and delete return 409 while a checkpoint is open and
succeed after resume;
- a retire stops a running generation before it replies, and retires the
ledgers of attempts 0 to N but not N+1;
- a retire leaves no fence on any worker, including one that joins
later;
- worker messages carry NaN, infinities, and integers beyond 64 bits
unchanged;
- a commit that no longer names a started replacement leaves its ledger
alone, and deletes a restored attempt nothing started without fencing
it; with two workers, an attempt any worker started is no longer
pending, and a reopen does not make it pending again;
- restoring again clears a dead execution of an in-scope episode without
a model record;
  - untagged calls neither break a retire nor surface as untyped errors;
- a hung cut leaves the rest of the prepare deadline for the stages
after it;
- a message that cannot be sent or is never answered is a typed
unavailable error, and a ticket leaving is reported even if giving back
its cut fails;
- restore is refused after a worker left, even if its replacement is
fresh;
- a call that arrives during a checkpoint waits for resume without being
admitted, and is refused at once if its attempt is retired while it
waits;
- two policy servers sharing a ledger, one holding a completed response:
neither snapshot, nor the restored ledger, holds its row (without the
fix, the second server exported it);
- a call whose capture context attaches after the commit's snapshot
cannot land its row in the checkpoint (without the fix, it did);
- a row is published at the first answer chunk, not at headers or
keep-alives; a call that leaves first has no row and is not poisoned; a
failed write poisons the call and sends no answer; a retire or a
checkpoint during the write waits for it; each worker of a server with
several workers follows the same rule;
- a model server outside the checkpoint gate that an agent with token
capture names is refused at startup;
- a retried retire waits for a call an earlier retire cancelled without
cancelling it again (without the fix, its cleanup was cancelled a second
time);
- marking a restored attempt started does not sync the ledger directory,
and a restore after a crash removes the markers the dead execution left;
- headers, empty bodies and keep-alives do not start a response, for
JSON and event streams; a stream sending only keep-alives during a
checkpoint is cut and its output is held until resume (without the fix,
both time out); an event stream that already started finishes while
admission is closed;
- a worker that disconnects after the commit checked readiness and
before the snapshot fails the commit, and a retried commit fails the
same way;
- a restored attempt started on one policy server keeps its ledger when
a commit on another server sharing the ledger leaves it out of scope,
both once the started call's row is recorded and while the call is
admitted but not yet recorded; with several workers, a worker marks the
attempt started in the shared ledger;
- a restored attempt no server started is deleted, and no marker is left
behind;
- the started marker is removed by a ledger retire, a ledger delete, and
a restore that clears the attempt;
- a failed delete of a restored ledger keeps the attempt pending, and
the next commit attempt deletes the remaining rows, in one process and
with several workers;
- a call waits at closed admission, its attempt is marked and retired,
the controller forgets the rollout, and admission reopens; the call is
refused with `stale_attempt` and nothing is served;
- the same with a retire cut short by its deadline, in one process and
on a worker of a server with several workers, where the waiting call
also leaves the gate's tracking;
- a resumed call that continues a restored cut is cut again by the next
checkpoint, which exports the newer cut, and then ends before its
response starts; its retry continues the newer cut, not the restored
one;
- with several workers, a retry of a call that used its restored cut
gets no cut after a newer checkpoint, and the coordinator no longer
holds the restored cut.
- `RAY_TMPDIR=/tmp .venv/bin/python -m pytest -q -p no:cacheprovider
tests/unit_tests/test_runtime_dir.py`: passed. A dead server's directory
with closed sockets is removed; a live process's directory is kept; a
directory whose socket accepts is kept even when its process looks dead;
only runtime directory names are considered; and a process creates its
directory once, with mode 0700, and removes it at exit.
- The full core unit suite (`tests/unit_tests`, eight processes, without
`test_opensandbox_compose.py`, which needs the optional `opensandbox`
package): passed except a sandbox retry test, which fails the same way
on `main` in this development environment.
- `pre-commit run --files <files changed by this PR>`: all hooks passed,
and no hook modified a file.
- Every commit carries a `Signed-off-by` line.

## Rollout evidence

- **Real model:** see the rollout evidence in NVIDIA-NeMo#3889, whose opt-in tests
drove this PR's code with `Qwen/Qwen3-4B-Instruct-2507` on vLLM: saved
rollouts continued after a kill and restore, restarts started over, and
every rollout finished with reward 1.0. A real vLLM worker serving
generation cuts is not covered: stock vLLM does not serve the cut route.
- Scale, on one workstation with every Gym server and a fake inference
backend (weather rollouts through the typed `single_agent_turn` request
path, token capture and generation cuts on, each rollout's second model
call held so most rollouts are in flight at the checkpoint; checkpoint,
kill every Gym process group, restart, restore, run the replacement
attempts). After the scale fixes in this PR, measured on the branch this
stack was cut from, with the same commits:

| Rollouts | Policy workers | In flight at checkpoint (exported) |
Prepare (s) | Commit (s) | Restore (s) | Replacement failures |
  |---|---|---|---|---|---|---|
  | 8,000 | 1 | 4,201 | 0.67 | 0.60 | 0.60 | 0 |
  | 8,000 | 2 | 4,083 | 0.56 | 0.69 | 0.56 | 0 |
  | 16,000 | 2 | 14,320 | 7.57 (model 7.38) | 4.64 | 4.97 | 0 |
  | 16,000 | 2 (rerun) | 12,228 | 3.60 (model 3.53) | 1.83 | 3.23 | 0 |

In the first 16,000-rollout run, the policy model logged 8 uvloop "File
descriptor N is used by transport" errors and 16 requests failed with
"ledger lineage resolution failed". The cause is a libuv accept race
while clients disconnect, not checkpoint code; the ledger failed closed,
clients retried, and no replacement failed. The rerun and every
8,000-rollout run had none.

## Compatibility

- New model server config: `checkpoint_policy` (default `false`) makes
the server a participant, and `checkpoint_generation_cuts` (default
`false`) turns on generation cuts. Both only take effect with the global
`checkpoint:` block enabled.
- Users of the old stack's
`token_id_capture.generation_prefix_cuts_enabled` key (never on `main`)
switch to `checkpoint_generation_cuts`.
- Generation-cut models are imported from
`nemo_gym._checkpoint.generation_cut`.
- The `CheckpointableLedger` protocol gains `mark_started()` and
`delete_unstarted()`, so a custom ledger used with a checkpoint
participant must implement both. `PolicyWorkerLink` takes a `ledger=`
argument, which a worker needs to mark restored attempts started.
- A restored attempt's first call writes a `<capture
key>.lineage.started` file in the capture ledger directory. It is
removed with the attempt's ledger.
- With checkpointing off, model servers behave as before.

Signed-off-by: Ananth Subramaniam <ansubramania@nvidia.com>
Co-authored-by: Anish Mahishi <amahishi@nvidia.com>
Co-authored-by: Teodor-Dumitru Ene <teodord.ene@gmail.com>
@ananthsub

Copy link
Copy Markdown
Contributor Author

Closing: this first prototype is replaced by the environment server checkpoint stack tracked in #3024.
This PR's part is covered by #3883, which makes policy model servers checkpoint participants with generation cuts, and #3884, the worker staging helpers.
The status section of #3024 lists the whole stack and what is merged.

@ananthsub ananthsub closed this Oct 19, 2026
@ananthsub
ananthsub deleted the ananthsub/checkpoint-model-participant branch October 19, 2026 20:49
Sign up for free to join this conversation on GitHub. Already have an account? Sign in to comment

Labels

None yet

Projects

None yet

Development

Successfully merging this pull request may close these issues.

2 participants